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Financial Risk Management – GRC)

Full Time



FRM Risk Advisory Services (GRC)

SALARY: $80k – $100k plus 10%


Hybrid 3 days onsite

FRM is Financial Risk Management GRC Governance risk. You will need 1 year audit compliance and enterprise and risk. Approaches within SEC or CFTC regulated businesses financial services capital markets a plus must be degreed.


  • Learn, develop, and advance financial risk and GRC knowledge through practical experience and ongoing training, to promote efficiency, effectiveness, and maturity of FRM’s control environment
  • Support training of RAS staff on FRM’s processes, GRC practices, and ad-hoc initiatives that support achievement of goals and objectives
  • Support business units’ preparation, execution, and delivery throughout regulatory examinations and other internal or external reviews
  • Support resolution of issues discovered during examinations, internal audits, compliance reviews and self-testing findings
  • Monitor, coordinate, support, and document remediation activities of FRM and escalate issues, as necessary
  • Support preparation of a summary of remediation activities and closure documentation to FRM leadership and governing committees
  • Implement the FRM Department’s internal policies, procedures, processes, controls, and risk statements, Identifying and implementing enhancements for increased efficiency in processes, controls, and related documentation
  • Promote best practices related to FRM’s documentation, including control rationalization and frameworks


  • Experience with internal controls, risk assessment strategies, audit techniques, and project management.
  • Ability to understand, analyze, and design complex processes, including identification and implementation of recommended solutions
  • Ability to understand, at a high level, quantitative models and methodologies and use that knowledge to advise on the associated governance, risk, and compliance activities to achieve positive outcomes
  • Experience performing risk assessments and assessing design and operational effectiveness of applicable controls

Technical Skills:

  • [Preferred] Experience with Governance and Risk & Compliance Software such as Archer

Education and/or Experience:

  • 1+ years of experience with audit, compliance and enterprise risk approaches within SEC or CFTC regulated businesses
  • [Preferred] Experience within Capital Markets, SIFMU, CCP and/or Financial Services
  • Exceptional customer service and collaboration skills
  • Bachelor of Science in Finance, Business or a related discipline

Certificates or Licenses:

  • [Preferred] Certified Regulatory Compliance Manager (CRCM), GRC Certification, or Certified Internal Auditor (CIA)

Tagged as: Sponsorship

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